The legal structure and regulation of securities lending (Pt 2)

Ali, Paul, Ramsay, Ian and Saunders, Benjamin 2014, The legal structure and regulation of securities lending (Pt 2), Journal of international banking law and regulation, no. 9, pp. 581-591.

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Title The legal structure and regulation of securities lending (Pt 2)
Author(s) Ali, Paul
Ramsay, Ian
Saunders, Benjamin
Journal name Journal of international banking law and regulation
Issue number 9
Start page 581
End page 591
Total pages 11
Publisher Sweet and Maxwell
Place of publication Hebden Bridge, Eng.
Publication date 2014
ISSN 1742-6812
Keyword(s) Australia
comparative law
Eu law
securities law and regulation
short selling
United States
Summary connection with the collapse of Opes Prime in Australiaand the Australian Federal Court decision whichconsidered the legal characterisation of securities loans.The Opes Prime collapse provoked huge controversyregarding the role of securities lending and the ensuingcourt decision was the first judicial examination ofsecurities lending in Australia.1 The article also considersthe regulatory responses to securities lending and shortselling taken by the International Organisation ofSecurities Commissions (IOSCO) and in Australia, theUnited Kingdom, Europe and the United States duringthe global financial crisis.
Language eng
Field of Research 180109 Corporations and Associations Law
1801 Law
Socio Economic Objective 940406 Legal Processes
HERDC Research category C1.1 Refereed article in a scholarly journal
ERA Research output type C Journal article
Copyright notice ©2014, Thomas Reuters (Professional) UK, Journal of international banking law and regulation
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Document type: Journal Article
Collections: Faculty of Business and Law
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